Senior Compliance Officer
ScopeThe Senior Compliance Officer is responsible for supervising and assisting in the compliance activities of Portland’s investment funds, managed accounts and exempt market dealer business segments under the supervision of the Chief Compliance Officer (CCO). In addition, the Senior Compliance Officer will oversee and train student interns to assist with compliance activities and other ad hoc tasks as required. The Senior Compliance Officer may assist other business units including legal, fun…
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